Financial Services
Regulate, Automate, Accelerate
We build enterprise platforms for banks, insurers, fintech companies, and investment firms that streamline regulatory compliance, automate operations, and deliver superior client experiences.
Financial services organizations operate under intense regulatory pressure while competing with agile fintechs on customer experience. Exafort helps financial institutions modernize core operations, from general ledger and regulatory reporting to client onboarding and relationship management, using cloud platforms that provide the control, auditability, and scalability the industry demands.
Key Challenges We Solve
- Regulatory compliance (SOX, GDPR, PCI-DSS, state regulations)
- Legacy core system modernization without operational disruption
- Client onboarding and KYC/AML process automation
- Multi-entity consolidation and intercompany accounting
- Real-time risk and portfolio analytics
What We Bring to Financial Services
Regulatory Financial Reporting
SOX-compliant GL configurations, automated regulatory report generation, and audit-ready controls embedded in every process.
Client Relationship Management
Salesforce Financial Services Cloud for client 360, relationship hierarchies, action plans, and compliant communication tracking.
Risk & Compliance Analytics
Tableau dashboards for portfolio risk, credit exposure, regulatory metrics, and compliance KPIs with drill-down capabilities.
Process Automation
Automated workflows for client onboarding, KYC checks, approval routing, and exception handling that reduce manual effort by 70%+.
Multi-Entity Consolidation
Complex legal entity structures with automated intercompany eliminations, multi-currency handling, and consolidated reporting.
Workforce Compliance
Workday HCM with licensing tracking, continuing education management, and compliance certification monitoring.
Platforms & Tools We Deploy
ERP
- NetSuite
- Multi-Book Accounting
- Revenue Management
CRM
- Salesforce Financial Services Cloud
- Wealth Management
HCM
- Workday
- Compliance Training
- Licensing
BI
- Tableau
- Risk Analytics
- Regulatory Dashboards
AI
- Fraud Detection
- Credit Scoring
- Compliance Monitoring
How We Deliver for Financial Services
Audit
Compliance & Control Assessment
Document existing controls, regulatory requirements, and audit findings to establish the compliance baseline for system design.
Design
Control-Embedded Architecture
Design solutions with segregation of duties, approval workflows, and audit trails built into every process from the start.
Implement
Regulated Environment Deployment
Deploy with extensive UAT, parallel runs, and regulatory sign-off checkpoints at each phase gate.
Certify
Audit & Compliance Validation
Post-go-live SOX walkthrough support, control testing, and documentation for internal and external audit requirements.
Industry Best Practices We Follow
Controls as Code
Embed compliance controls directly in system configuration, segregation of duties, approval limits, and audit trails, so compliance is automatic, not manual.
Unified Client View
Break down the silos between sales, service, and compliance teams with a single client record that shows the full relationship picture.
Automated Regulatory Reporting
Replace manual report assembly with automated data extraction, validation, and formatting that produces regulator-ready outputs on demand.
Example Engagement in Financial Services
Regional Bank Digital Transformation
A regional bank on a legacy general ledger with manual SOX controls and no unified client view across commercial and retail banking divisions.
Our Solution
Deployed NetSuite for GL and financial consolidation, Salesforce Financial Services Cloud for unified client management, and Tableau for regulatory and risk analytics.
Common Questions
Start with Controlled Enterprise Execution
Whether you are preparing core platforms for next-generation AI agents, stabilizing ERP and CRM integrations, or designing cross-system workflows, our engineering team is ready to evaluate your environment.
Enterprise Platforms We Work With
